Does ESG performance influence a firm's probability of default?

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Journal Title

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Volume Title

School of Business | Master's thesis

Date

2021

Major/Subject

Mcode

Degree programme

Finance

Language

en

Pages

42+1

Series

Abstract

This thesis investigates the effects of engagement in ESG (environmental, social, governance) activities on the probability of default by using data from 423 non-financial public European firms between 2000 and 2019. The probability of default proxy is calculated by using the structural model of Merton’s distance-to-default and the measures for ESG Score and ESG Controversies score are obtained from the Refinitiv database. ESG Score is calculated by Refinitiv based on the data provided by each company and compared to peers, while ESG Controversies score is based on controversial ESG events’ information collected by Refinitiv from public media. The statistically significant results support one of the hypotheses that firms with higher ESG scores experience a higher probability of default, while either unobserved firm-related or year-related variables are being fixed. There was no significant evidence found to support the opposite hypothesis that higher ESG scores are negatively related to the probability of default. Another hypothesis that firms with higher ESG Controversies scores have a lower probability of default is also supported by the results of this thesis.

Description

Thesis advisor

Lof, Matthijs

Keywords

ESG, ESG policies, risk of default, probability of default

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