Application of critical controls for fatality prevention in mining operations

Abstract

In this study, a new risk management approach was applied to mitigate fatal incidents through the utilization of critical controls. The aim of this study was to create a scalable, minimally invasive proof-of-concept for AngloGold Ashanti that can successfully be implemented at any of the company’s mining operations.

The system was designed by adhering to organizational requirements, and ensuring that it is suitable to any mining environment. The designed Critical Control Management System was subsequently implemented at Sunrise Dam, one of AngloGold Ashanti’s Australian mining operations. To ensure that critical controls were also assessed at the operational level, a workplace inspection process was modified to generate control data. All sources of data subsequently were fed into a Business Intelligence environment enabling insight into critical control performance to all company stakeholders. Doing so informs decision-making on safety priorities company-wide, based on real-time data generated on the operational level.

Two case studies were performed to assess two of the most significant hazards at Sunrise Dam. The studies showed that the effectiveness of reactive controls changes irrespective of their compliance and performance. Furthermore, the influence of human factors within risk management remains difficult to quantify. Finally, it demonstrates the potential for integration of incident data into the Critical Control Management System, thus creating both leading and lagging indicators for safety performance.

The conclusion of this study is that an effective and scalable Critical Control Management System can be successfully implemented in a mining operation if the right conditions are generated. The approach of integration in existing processes demonstrates that companies can achieve greater control over fatality prevention without the need for an additional safety management system. On this basis, it is recommended that other operations are supported in creating an environment suitable for adaptation before Critical Control Management is implemented.