Advances in predictive control and feedback equilibrium-seeking with applications to autonomous water resource recovery

dc.contributorAalto-yliopistofi
dc.contributorAalto Universityen
dc.contributor.advisorMulas, Michela, Prof., Federal University of Ceará, Brazil
dc.contributor.authorBezerra Leite Neto, Otacilio
dc.contributor.departmentKemian tekniikan ja metallurgian laitosfi
dc.contributor.departmentDepartment of Chemical and Metallurgical Engineeringen
dc.contributor.schoolKemian tekniikan korkeakoulufi
dc.contributor.schoolSchool of Chemical Engineeringen
dc.contributor.supervisorHarjunkoski, Iiro, Prof., Aalto University, Department of Chemical and Metallurgical Engineering, Finland
dc.date.accessioned2025-12-02T10:00:32Z
dc.date.available2025-12-02T10:00:32Z
dc.date.defence2025-12-05
dc.date.issued2025
dc.description.abstractA paradigm shift is underway: Wastewater, historically viewed as an environmental hazard, is now recognized as a sustainable source of clean water, energy, and nutrients. Under this context, wastewater treatment plants (WWTPs) are being rethought as water resource recovery facilities (WRRFs), plants that produce goods and energy using wastewater as a raw material. While current efforts focus on designing novel processes, this dissertation considers the role of automatic decisionmaking (that is, feedback control) in this transition instead. We propose two research directions: (i) The repurposing of already existing infrastructure to these emerging objectives, and (ii) The promotion of a wastewater-centered market through an interconnected network of WRRFs. In the first direction, the thesis studies the predictive control of conventional biological WWTPs for water resource recovery tasks. The proposal consists of an output-feedback control framework comprised of an operating point optimizer, a model predictive controller, and a moving horizon estimator. The framework is designed to control a WWTP to recover nutrients directly into effluent streams, thus producing reused water of tailored quality, while ensuring that such an operation regime can be fully sustained by the energy recovered from processing sludge into biogas. Using well-established benchmark models, experimental results demonstrate the efficacy of this control strategy in operating a conventional WWTP as an energy-autonomous WRRF. In the second direction, the thesis studies the control of (noncooperative) multi-agent systems. The underlying idea is to connect WRRFs into a supply chain exchanging wastewater and recovered resources. Here, the contribution is theoretical: it addresses the open problem of seeking gametheoretical equilibria (e.g., the Nash equilibrium) of output-feedback policies that incorporate both operational and informational constraints. The thesis proposes novel equilibrium-seeking algorithms in which noncooperative agents are able to converge to an equilibrium of feedback policies, while simultaneously operating their subsystem under the aforementioned constraints. We provide formal convergence certificates and demonstrate the algorithms in exemplary problems. Our theoretical and experimental findings contribute a step towards the transition into zerowaste water resource recovery infrastructures. In turn, the contributions to multi-agent control should benefit applications in different domains, such as smart grids and supply chain management.en
dc.description.accessibilityfeaturenavigointi mahdollistafi
dc.description.accessibilityfeaturestrukturell navigationsv
dc.description.accessibilityfeaturestructural navigationen
dc.format.extent64 + app. 93
dc.format.mimetypeapplication/pdfen
dc.identifier.isbn978-952-64-2840-6 (electronic)
dc.identifier.isbn978-952-64-2841-3 (printed)
dc.identifier.issn1799-4942 (electronic)
dc.identifier.issn1799-4934 (printed)
dc.identifier.issn1799-4934 (ISSN-L)
dc.identifier.urihttps://aaltodoc.aalto.fi/handle/123456789/140830
dc.identifier.urnURN:ISBN:978-952-64-2840-6
dc.language.isoenen
dc.opnBiegler, Lorenz T., Prof., Carnegie Mellon University, USA
dc.publisherAalto Universityen
dc.publisherAalto-yliopistofi
dc.relation.haspart[Publication 1]: Otacilio B. L. Neto, Michela Mulas, Francesco Corona. A modelbased framework for controlling activated sludge plants. Chemical Engineering Journal, Volume 488, 150750, May 2024. Full text in Acris/Aaltodoc: https://urn.fi/URN:NBN:fi:aalto-202405293937. DOI: 10.1016/j.cej.2024.150750
dc.relation.haspart[Publication 2]: Otacilio B. L. Neto, Michela Mulas, Iiro Harjunkoski, Francesco Corona. Predictive control of wastewater treatment plants as energy-autonomous water resource recovery facilities. Submitted to Control Engineering Practice, 2025. DOI: 10.48550/arXiv.2506.10490
dc.relation.haspart[Publication 3]: Otacilio B. L. Neto, Michela Mulas, Francesco Corona. SLS-BRD: A system-level approach to seeking generalized feedback Nash equilibria. Accepted for publication in IEEE Transactions on Automatic Control, 2025. DOI: 10.1109/TAC.2025.3568560
dc.relation.haspart[Publication 4]: Otacilio B. L. Neto, Michela Mulas, Francesco Corona. A system level approach to generalized feedback Nash equilibrium seeking in partially-observed games. Submitted to IEEE Transactions on Cybernetics, 2025. DOI: 10.48550/arXiv.2503.24159
dc.relation.ispartofseriesAalto University publication series Doctoral Thesesen
dc.relation.ispartofseries233/2025
dc.revBiegler, Lorenz T., Prof., Carnegie Mellon University, USA
dc.revOcampo-Martinez, Carlos, Prof., Polytechnic University of Catalonia, Spain
dc.subject.keywordwater resource recoveryen
dc.subject.keywordfeedback controlen
dc.subject.keywordmodel predictive controlen
dc.subject.keywordmoving horizon estimationen
dc.subject.keywordmulti-agent systemsen
dc.subject.keywordNash equilibriumen
dc.subject.keywordsystem level synthesisen
dc.subject.keywordfixed point iterationen
dc.subject.otherChemistryen
dc.subject.otherMetallurgyen
dc.titleAdvances in predictive control and feedback equilibrium-seeking with applications to autonomous water resource recoveryen
dc.typeG5 Artikkeliväitöskirjafi
dc.type.dcmitypetexten
dc.type.ontasotDoctoral dissertation (article-based)en
dc.type.ontasotVäitöskirja (artikkeli)fi
local.aalto.acrisexportstatuschecked 2025-12-05_0849
local.aalto.archiveyes
local.aalto.formfolder2025_12_02_klo_08_09

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